AT A GLANCE
He is a Director on the Financial Services Compliance and Regulation team and has over 20 years of experience working in the Financial Services sector across various roles in trading, compliance, and professional services. Prior to joining the firm in 2010, Zach was Head of Compliance Monitoring at UBS Wealth Management, being responsible for trade and AML surveillance. Prior to UBS, Zach worked within the FSA’s Transaction Monitoring Unit, where he used his knowledge of financial instruments and markets to detect and instigate cases of market abuse and insider dealing as well as advise authorized firms on how to submit accurate transaction reports.
At Kroll, Zach heads up the regulatory reporting practice. He has been managing trade and transaction reporting reviews and remediation projects across investment firms including investment banks, asset managers, wealth management firms, inter-dealer brokers and spread betting firms. Zach has also been advising firms on the implementation of reporting requirements.
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Financial Services Compliance and Regulation
In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.
Regulatory Advisory and Assurance Services
In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.