Brandi Shaddick

Prior to joining Kroll, Brandi served as a Compliance Counsel at Bayview Asset Management, LLC, a global alternative investment firm specializing in residential, consumer and commercial credit that manages several pooled investment vehicles, Separately Managed Accounts (SMAs) and sub-advises a ’40 Act Fund. She was also part of a comprehensive compliance team that completed all compliance support in-house. Before that, she held the title of Senior Attorney in the Division of Exams of the Fort Worth, Texas Regional Office of the U.S. Securities and Exchange Commission (SEC).

Further, Brandi has led numerous SEC examinations and preparation programs, as well as compliance checks, lobbyist registration, global registrations, marketing reviews and the firm’s training initiatives. Her expertise also spans a broad spectrum of firms and funds, from global asset managers, hedge funds and private funds to small retail advisers and broker-dealers. Additionally, she completed a six-month detail with the CFTC’s Office of the Chief Counsel, where her role addressed market participant inquiries on subjects such as DeFi and crypto assets.

Brandi received a B.A. in International Relations from the Maxwell School at Syracuse University, a J.D. from Seton Hall University Law School and an MBA from Quantic School of Business and Technology. She also earned a Certificate in Securities and Financial Regulation from Georgetown University Law Center and is licensed to practice law in New York and New Jersey.

Brandi is a U.S. Army combat veteran and has served tours in Kuwait and Wardak Province, Afghanistan, in support of Operation Enduring Freedom as a Signal (Communications) Officer.