Thu, Oct 1, 2020
Regulatory Focus - September 2020
Supervision
FCA Consults on Extending the Deadlines for the Certification Regime and Conduct Rules
Brexit Regulatory Update
FCA Confirms MoUs with ESMA and EU Securities Regulators
ESMA Tells Market to Continue Preparations for the End of the UK Transition Period
UK Enforcement Actions – July and August
FCA Publishes Decision Notice Against a Former CEO for Market Misconduct
High Court Orders Illegal Pension Introducers to Pay Restitution to Consumers
Other News
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