Financial Compliance and Regulation

Tue, Sep 1, 2015

Regulatory Focus Newsletter-September 2015

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Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community

Regulatory highlights this month include:

  • Market Watch - commodities trading thematic review

  • Changes to the FCA’s supervisory model

  • FCA secures High Court judgment against five individuals for market abuse

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