Thu, Oct 1, 2015

Regulatory Focus Newsletter-October 2015

Download the Report

Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • MiFID II - the road ahead
  • Investor Protection under MiFID II
  • FCA introduces new rules on whistleblowing

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.