Thu, Oct 1, 2015
Regulatory Focus Newsletter-October 2015
Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.
Regulatory highlights this month include:
- MiFID II - the road ahead
- Investor Protection under MiFID II
- FCA introduces new rules on whistleblowing
Financial Services Compliance and Regulation
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
European Compliance Services
European Compliance Services
Comprehensive compliance and regulatory support for EU firms.