Financial Compliance and Regulation Insights

Thu, Oct 1, 2015

Regulatory Focus Newsletter-October 2015

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Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • MiFID II - the road ahead
  • Investor Protection under MiFID II
  • FCA introduces new rules on whistleblowing
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