Mon, Nov 2, 2015
Regulatory Focus Newsletter-November 2015
Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.
Regulatory highlights this month include:
- Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation
- FCA publishes terms of reference for asset management market study
- Culture and governance - speech by Mark Steward
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