Mon, Nov 2, 2015

Regulatory Focus Newsletter-November 2015

Download the Report

Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation
  • FCA publishes terms of reference for asset management market study
  • Culture and governance - speech by Mark Steward

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.