Mon, Nov 2, 2015

Regulatory Focus Newsletter-November 2015

Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation
  • FCA publishes terms of reference for asset management market study
  • Culture and governance - speech by Mark Steward

Stay Ahead with Kroll

Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

European Compliance Services

European Compliance Services

Comprehensive compliance and regulatory support for EU firms.

Return to top