Wed, Jul 1, 2015

Regulatory Focus Newsletter-July 2015

Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • FCA publishes final rules confirming the approach to improving individual accountability in the banking sector and consult on the extension of the Certification Regime to wholesale market activities

  • Martin Wheatley to stand down as FCA’s Chief Executive

  • FCA publishes new criteria for enforcement investigations

  • Fair and effective markets review – speech by Tracey McDermott

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