Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.
Regulatory highlights this month include:
FCA publishes final rules confirming the approach to improving individual accountability in the banking sector and consult on the extension of the Certification Regime to wholesale market activities
Martin Wheatley to stand down as FCA’s Chief Executive
FCA publishes new criteria for enforcement investigations
Fair and effective markets review – speech by Tracey McDermott