Financial Compliance and Regulation

Fri, Feb 12, 2016

Regulatory Focus Newsletter-January 2016

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In this edition of Regulatory Focus, Duff & Phelps provides recent news and publications from the Financial Conduct Authority (FCA) including:

  • MiFID II delayed by a year

  • Andrew Bailey appointed as new Chief Executive of the FCA

  • CP16/3: Financial Services Compensation Scheme – management expenses levy limit 2016/17

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