Thu, Jan 1, 2015

Regulatory Focus Newsletter-January 2015

Regulatory Focus provides a synopsis of the Financial Conduct Authority’s (FCA) latest news and publications on a monthly basis.

Regulatory highlights this month include:

  • PS 15/2 Recovery and Resolution Directive including feedback on CP14/15 and final rules

  • Tribunal upholds fines and prohibitions for partners of Arch Financial Products

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