Thu, Jan 1, 2015
Regulatory Focus provides a synopsis of the Financial Conduct Authority’s (FCA) latest news and publications on a monthly basis.
Regulatory highlights this month include:
PS 15/2 Recovery and Resolution Directive including feedback on CP14/15 and final rules
Tribunal upholds fines and prohibitions for partners of Arch Financial Products
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Comprehensive compliance and regulatory support for EU firms.