Wed, Apr 1, 2015

Regulatory Focus Newsletter-April 2015

Download the Report

Regulatory Focus provides a synopsis of the Financial Conduct Authority’s (FCA) latest news and publications on a monthly basis.

Regulatory highlights this month include:

  • FG 15/7 Guidance on financial crime systems and controls

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.