Tue, Feb 15, 2022

Regulatory Focus - January 2022

In this edition of Regulatory Focus, Kroll's compliance experts round up key news and publications from the FCA during November 2021, December 2021 and January 2022.

February 15, 2022

FCA Key Topics - November 2021-January 2022

February 15, 2022

FCA Updates - November 2021

February 15, 2022

FCA Updates - December 2021

February 15, 2022

FCA Key Topics

Changes to LIBOR from end of 2021
Highlights of the FCA’s new approach in 2021
FCA published policy statements on climate related disclosures

FCA Updates – December

FCA confirms new listing rules to boost growth and innovation on UK stock markets
2021 joint survey findings published by the FCA and practitioner panel
FCA introduces a new consumer duty
Bank fined for anti-money laundering failures
Statement on supervision of commodity derivatives position limits
FCA extends temporary measures for 10% depreciation notifications
FCA publishes decision notice against hedge funds

FCA Updates – November

FCA recognizes revised FX global code and the global precious metals code
FCA enters examination stage in the registration of first UK securitization repositories
PS21/17: a new UK prudential regime for MiFID investment firms 
FCA sets out fees proposals for 2022/23

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