Financial Compliance and Regulation

Tue, Feb 15, 2022

Regulatory Focus – January 2022

In this edition of Regulatory Focus, Kroll's compliance experts round up key news and publications from the FCA during November 2021, December 2021 and January 2022.

Regulatory Focus – January 2022

Regulatory Focus – January 2022

Feb 15, 2022

FCA Key Topics – November 2021-January 2022

FCA Key Topics – November 2021-January 2022

Feb 15, 2022

FCA Updates – December 2021

FCA Updates – December 2021

Feb 15, 2022

FCA Updates – November 2021

FCA Updates – November 2021

Feb 15, 2022

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Regulatory Focus – January 2022

Regulatory Focus – January 2022

Feb 15, 2022

FCA Key Topics – November 2021-January 2022

FCA Key Topics – November 2021-January 2022

Feb 15, 2022

FCA Updates – December 2021

FCA Updates – December 2021

Feb 15, 2022

FCA Updates – November 2021

FCA Updates – November 2021

Feb 15, 2022

Regulatory Focus – February 2021

FCA Key Topics

 
  • Changes to LIBOR from end of 2021
  • Highlights of the FCA’s new approach in 2021
  • FCA published policy statements on climate related disclosures
 

FCA Updates – December

 
  • FCA confirms new listing rules to boost growth and innovation on UK stock markets
  • 2021 joint survey findings published by the FCA and practitioner panel
  • FCA introduces a new consumer duty
  • Bank fined for anti-money laundering failures
  • Statement on supervision of commodity derivatives position limits
  • FCA extends temporary measures for 10% depreciation notifications
  • FCA publishes decision notice against hedge funds
 

FCA Updates – November

 
  • FCA recognizes revised FX global code and the global precious metals code
  • FCA enters examination stage in the registration of first UK securitization repositories
  • PS21/17: a new UK prudential regime for MiFID investment firms 
  • FCA sets out fees proposals for 2022/23

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