Tue, May 28, 2019

Walking the Accountability Tightrope

As the wave of accountability regimes comes into force, both firms and individuals need to develop strategies to balance collective decision making with personal responsibility.

Stay Ahead with Kroll

Financial Services Compliance and Regulation

Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Regulatory Advice and Consulting Services

Regulatory Advice and Consulting Services

Assistance to develop, implement, and manage global compliance and regulatory consulting programs.

Hong Kong Regulation

Hong Kong Regulation

Kroll provides comprehensive SFC licensing support.

UK Compliance Services

UK Compliance Services

Comprehensive compliance and regulatory support for FCA authorized firms.

Senior Managers and Certification Regime (SM&CR) Consulting and Implementation Support

Senior Managers and Certification Regime (SM&CR) Consulting and Implementation Support

Kroll provides a comprehensive range of support to all firms and individuals subject to SM&CR, with solutions that are proportionate, practical and fully compliant with the regulations.

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