Wed, Jul 1, 2015

Regulatory Focus July 2015

Global enforcements trends for 2015

In June 2015, we published our annual Global Enforcement Review 2015 which explores enforcement trends at key regulators in Europe, the US and Asia. Our analysis shows a picture of financial services regulators that are leaner, but more vigorous. Their smart, targeted approach to penalizing poor practice and misconduct will require a similar response from the industry.

Financial Services Compliance and Regulation

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