Kroll is pleased to announce the dates for its third annual New England Investment Management Summit, bringing together compliance, legal, valuation, audit, regulators and senior investment management executives for a high-impact morning of insights, perspectives and networking.
Featuring a fireside chat with Kevin Kelcourse, Associate Director of Examinations at the U.S. Securities and Exchange Commission (SEC), the summit will offer attendees valuable insights into examination and enforcement priorities from a senior SEC official.
In collaboration with McDermott Will & Schulte and Cohen & Co., the program will also explore the trends, challenges and opportunities shaping the future of investment management, including evolving regulatory priorities, emerging technologies and valuation complexities.
Agenda
- 8:30 a.m. – 9:00 a.m. - Registration and Breakfast
- 9:00 a.m. – 9:10 a.m. - Welcome and Introductions
- 9:10 a.m. – 9:55 a.m. - Hot Topics: Prediction Markets, Emerging Technology, and Financial Reporting and Audit Innovation
Explore three key areas for investment managers: regulatory considerations for prediction markets, governance of emerging technologies and modern auditing and financial reporting practices enabled by AI and advanced analytics. - 9:55 a.m. – 10:15 a.m. - Coffee Break
- 10:15 a.m. – 11:00 a.m. - Valuations Amid Market Uncertainty
Navigating daily NAV requirements, private credit valuation best practices, and the complexities of pricing illiquid assets in volatile market conditions. - 11:00 a.m. – 11:45 a.m. - A View from the SEC
Fireside chat with Kevin Kelcourse on the SEC's examination and enforcement priorities. - 11:45 a.m. – 12:30 p.m. - Closing Address and Networking
Join fellow industry professionals for a morning of thought-provoking discussions, actionable insights and meaningful networking.
As space is limited, reserve your seat today and join the conversation shaping the future of investment management.
