AML Compliance Due Diligence

Kroll helps clients navigate the complexities of today’s regulatory environment through a broad suite of anti-money laundering compliance screening and due diligence offers.

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Explore Screening and Due Diligence

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Kroll helps clients adopt a risk-based approach towards complying with AML requirements through a broad set of screening and enhanced due diligence solutions tailored to need, country/jurisdiction, and overall program design. Solutions include initial screening and vetting of customers and third parties to enhanced due diligence solutions on high-risk accounts. Kroll partners with clients as an outsourced or overflow due diligence provider, for enhanced due diligence services, or as part of larger remediation and look-back initiatives.

Kroll’s dedicated research team screens customers and third parties against global compliance databases as well as politically exposed persons (PEP) and sanctions lists. Our risk-based approach to AML and Know Your Customer (KYC) due diligence allows us to tailor the level of diligence to the risks at hand. Kroll’s next-generation, technology-enabled solutions screen customer litigation, regulatory and media records, and identify potential AML risks. We can help you manage ongoing risks leveraging our 3rd Party Compliance Portal, screening and monitoring services, and enhanced due diligence capabilities.

We will:

  • Conduct background screening, compliance database/sanctions and watch list checks, and identification and documentation verification for your investors and account holders
  • Conduct litigation and open source public record searches as well as targeted human intelligence and source inquires to help you understand the background and reputational risks around potential account holders and investors
  • Develop a centralized, fully auditable repository of due diligence reports and associated identification documentation to meet your document retention requirements

Our global team consists of professionals with highly-trained research backgrounds who work in more than 30 languages. Whether you have specific language requirements, you are dealing with a high-volume project, wish to outsource your due diligence processes, or have the need to conduct enhanced due diligence on your high-risk clients, Kroll can provide you with the appropriate solution to meet your needs.

People

Peter McFarlane
Managing Director
Forensic Investigations and Intelligence
Toronto
Phone
Calvin Dsouza
Calvin D'souza
Managing Director
Forensic Investigations and Intelligence
Toronto
Phone

How we can help

Compliance Risk and Diligence

Complying with anti-money laundering and anti-bribery and corruption regulations.

Intelligence, Transactions and Due Diligence

When organizations worldwide need intelligence, insight and clarity to take decisive action, they rely on Kroll.

Disputes, Investigations and Valuations

Independent financial analysis and expert witness services.

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