AT A GLANCE

Darragh Finn is a Director in Kroll’s Financial Services Compliance and Regulation practice, based in London. He provides compliance support and regulatory advice to a variety of Alternative Investment Fund Managers and investment firms regulated under the Markets in Financial Instruments Directive.

Before joining the firm in 2017, Darragh held compliance management positions for nine years at a variety of asset management firms, such as BMO Global Asset Management, Genesis Investment Management LLP and State Street Global Advisors. He has broad investment management compliance experience, with expertise in both the regulated and unregulated fund sectors.

Darragh is a former regulator, who spent four years working for the Financial Services Authority (FSA) in firm supervision and policy areas. Prior to joining the FSA, Darragh worked for five years in the Irish financial services industry, including roles in credit risk management and investment analysis.

Darragh trained as a chartered accountant with Grant Thornton and is a Fellow of the Institute of Chartered Accountants in Ireland. He is also a regular member of the CFA Institute and holds the Financial Risk Manager (FRM) designation of the Global Association of Risk Professionals. He has a master’s degree in Commercial Law from University College Dublin. He speaks French, German and Irish.

Let’s get the conversation started.

Drop me a quick line and we’ll set up a time to connect.

We will use this information to respond to your inquiry and process your data in accordance with our privacy policy.

Stay Ahead with Kroll

Financial Services Compliance and Regulation

In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.

Regulatory Advisory and Assurance Services

In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.