Financial Services Compliance and Regulation
Local and global compliance expertise for the financial services industry.
Warren Radloff is a director in the London office where he works in Kroll’s (Duff & Phelps rebranded as Kroll in 2021) Financial Services Compliance and Regulation practice. He provides ongoing compliance and anti-money laundering support to a wide range of hedge funds, private equity firms and wealth managers. He is also responsible for the internal training program for London’s Compliance Consulting team.
Prior to Kroll, Warren was at Barclays where he worked in the financial crime department. He has also spent time as a compliance consultant for Kinetic Partners, at the Financial Conduct Authority in the Authorization department, and articled at Africa’s largest law firm, Edward Nathan Sonnenbergs.
Warren holds a law degree (BJuris LLB), Masters in Constitutional Law (LLM), Investment Management Certificate (IMC) and is a dual-qualified attorney in South Africa, and solicitor in the United Kingdom.