Prior to joining Kroll, Tom was a Senior Managing Director and the Global Leader of J.S. Held’s Financial Crimes Risk Management practice. Before that, he founded and led the global Financial Crimes Risk Management practice at K2 Integrity. In this role, he served as an independent consultant to four separate, global financial institutions as part of their settlements of AML and Office of Foreign Assets Control (OFAC) enforcement actions brought by the Federal Reserve Bank of New York and the New York State Department of Financial Services.
During his career, Tom has also held senior positions at CIT Group LLC and Daylight Forensic & Advisory LLC, and he has spent nine years at KPMG, where he led numerous AML engagements. His areas of expertise include ensuring compliance with the Bank Secrecy Act (BSA), know your customer (KYC) regulations and OFAC sanctions and transaction monitoring.
Tom is a graduate of Utica University, where he earned an M.S. in economic crime management. He also holds a B.S. in computer information systems and finance from Manhattan College.