Financial Services Compliance and Regulation
Local and global compliance expertise for the financial services industry.
Peter Ray joined Kroll (Duff & Phelps rebranded as Kroll in 2021) in January 2015 from Kinetic Partners. As a result of the acquisition of Kinetic Partners, the firm created a dedicated Financial Services Compliance and Regulation practice.
Peter is a director in the team and has 18 years’ experience in compliance and regulation. Peter previously worked as a Compliance Officer at Barings and Bank One. In 1989 he joined the Surveillance Division of the SFA, predecessor of the FSA, where he subsequently moved to the financial regulation policy unit, specializing in client assets and regulatory capital issues. Peter joined Livingstone Gunn from Complinet where he was a Senior Compliance consultant and Research analyst; Livingstone Gunn was acquired by Kinetic Partners in April 2008.