Compliance Risk
2022 Anti-Bribery and Corruption Report
June 6, 2022
Jim Mahoney is an associate managing director in Kroll’s Investigations, Diligence and Compliance practice based in the Los Angeles Office. Jim helps clients take a risk-based approach toward meeting business needs including regulatory requirements for anti-money laundering (AML), know your customer (KYC), anti-corruption, and the California Consumer Privacy Act (CCPA).
Jim Mahoney is an associate managing director in Kroll’s Investigations, Diligence and Compliance practice based in the Los Angeles Office. Jim helps clients take a risk-based approach toward meeting business needs including regulatory requirements for anti-money laundering (AML), know your customer (KYC), anti-corruption, and the California Consumer Privacy Act (CCPA).
He brings a proven track record of more than two decades of selling technology and advisory services to solve his client's business and risk challenges. Jim focuses on helping compliance and risk professionals manage their reputational and compliance risks including expertise in cyber risk, enhanced due diligence, and programmatic third-party compliance programs.
Prior to joining Kroll, Jim spent seven years at Thompson Reuters selling their Governance, Risk and Compliance software suite creating efficiencies across various risk and assurance teams. He also spent five years leading regional sales of compliance and ethics e-learning and behavioral analytics at NYSE Governance Services to help executives elevate their compliance programs.
Professional Experience
- Integrity Due Diligence
- Third Party and Vendor Screening
- Corporate Investigations
- Supply Chain Audit
- Regulatory Compliance
- GRC Platforms
- Risk Assessments
- Compliance Training and Behavioral Analytics
Education/Certificates
- B.A and M.B.A. from Loyola Marymount University, Los Angeles, CA.
Investigations, Diligence and Compliance
Kroll’s Investigations, Diligence and Compliance practice leverages our best-in-class multi-disciplinary team to help businesses, law firms, financial institutions, private equity firms, government agencies, non-profit organizations and individuals meet their most critical challenges.
Compliance Risk and Diligence
The Kroll Investigations, Diligence and Compliance team partners with clients to anticipate, detect and manage regulatory and reputational risks associated with global ethics and compliance obligations.
Background Screening and Due Diligence
Comprehensive spectrum of background checks, screening and due diligence services.
Compliance Program Consulting
Kroll is trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with anti-money laundering (AML) and anti-bribery and corruption regulations.
Kroll is headquartered in New York with offices around the world.
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