AT A GLANCE
Prior to Kroll, Mark’s experience includes audit, banking, owning/managing a retail business, regulation and management consultancy. He was a senior risk consultant within the Risk Specialist Division at the Prudential Regulation Authority (PRA), and prior to that the Financial Services Authority (FSA). In recent years, Mark has become one of the industry’s leading experts on individual accountability, and has advised some of the world’s largest financial institutions on the UK’s Senior Managers and Certification Regime (SM&CR). Mark regularly advises Boards and Board Directors on Governance, Risk and Compliance matters, in both contentious and non-contentious situations. He has acted as Skilled Person under s166 (FSMA) on over 30 engagements spanning Governance, Risk, Controls, Client Assets (CASS), Financial Crime and Conduct of Business.
Mark is a Chartered Accountant with over 20 years’ experience within financial services. He holds a BSc in Mathematics from Imperial College, London.
Kroll's 2025 Financial Crime Report
From pivotal elections to advances in AI to heightened geopolitical tensions, the events of the past year have only amplified the challenges of fighting financial crime. Based on data from over 600 executives across the globe, our report provides insight to help leaders prepare for what’s next.
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Financial Services Compliance and Regulation
In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.
Financial Crime Advisory
Kroll’s global Financial Crime Advisory team is comprised of seasoned compliance, investigative and regulatory professionals to help enterprises around the world defend against the rapid growth of financial crime.
Regulatory Advisory and Assurance Services
In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.
Financial Services Internal Audit
Kroll’s Financial Services Internal Audit practice has specialist teams with subject matter experts who help our clients properly manage their major risks. We provide value-adding ideas and solutions to help achieve your business objectives.
Skilled Person and Regulator Commissioned Reviews
Kroll partners with regulators and firms worldwide to deliver comprehensive skilled person reports, address risks and resume to business as usual. We streamline processes, allowing firms to tackle challenges, ensure compliance, and prioritize their core business.
