Tue, Jun 23, 2015

FCPA Risk Assessment Best Practices Featuring Joseph Spinelli

Kroll Senior Managing Director, Joseph Spinelli will release a series of articles on FCPABlog.com, discussing a range of FCPA compliance topics including how risk assessments should audit and respond to inherent and residual risks.

The FCPA Guidance from the DOJ and SEC said risks to be addressed when conducting compliance risk assessments should include:

  • Internal Risk
  • Country or External Risks
  • Transaction Risks
  • Foreign Official Risks

Joe Spinelli’s earlier career in public service included eight years in the ground-breaking role of Inspector General for New York State, where he led fraud and corruption investigations for state government agencies and authorities. In a career spanning more than 30 years across both the private and public sectors, Joe has been a pre-eminent leader in multiple fields, including white collar investigations, anti-bribery and corruption, FCPA, risk management, monitorships, criminal investigations and forensic accounting.

You can read the complete article here. More articles will be available on the FCPABlog in the coming days.



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