Webcast Replay – NFA 2022 Trends
March 17, 2022 | (Webinar)
The National Futures Association (NFA) recently released 2022 regulatory obligations related to common deficiencies during NFA examinations.
In this webinar, Kroll financial services industry leaders alongside experts from Kirkland & Ellis explored the 2022 NFA and Commodity Futures Trading Commission (CFTC) priorities and the best practices to ensure your firm’s compliance readiness.
Key Takeaways
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A look back at 2021 rules and enforcement actions
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Anticipated 2022 regulatory developments, including third-party vendors, cyber security and market practice
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NFA exam tips and best practices
Speakers
- Josh Westerholm
- Matt Soldato
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