In this webinar, Kroll financial services industry leaders alongside experts from Kirkland & Ellis explored the 2022 NFA and Commodity Futures Trading Commission (CFTC) priorities and the best practices to ensure your firm’s compliance readiness.
A look back at 2021 rules and enforcement actions
Anticipated 2022 regulatory developments, including third-party vendors, cyber security and market practice
NFA exam tips and best practices
- Josh Westerholm
- Matt Soldato