Webcast Replay – NFA 2022 Trends

Webinar

March 17, 2022 | (Webinar)

The National Futures Association (NFA) recently released 2022 regulatory obligations related to common deficiencies during NFA examinations.

In this webinar, Kroll financial services industry leaders alongside experts from Kirkland & Ellis explored the 2022 NFA and Commodity Futures Trading Commission (CFTC) priorities and the best practices to ensure your firm’s compliance readiness.  

Key Takeaways

  • A look back at 2021 rules and enforcement actions

  • Anticipated 2022 regulatory developments, including third-party vendors, cyber security and market practice 

  • NFA exam tips and best practices

Speakers

  • Josh Westerholm 
  • Matt Soldato 

Connect with us

Matt Soldato
Matt Soldato
Director
Financial Services Compliance and Regulation
Chicago
Phone

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