Webcast Replay – NFA 2022 Trends

March 17, 2022
The National Futures Association (NFA) recently released 2022 regulatory obligations related to common deficiencies during NFA examinations.
NFA 2022 Trends – Are You Prepared for NFA Exams?

In this webinar, Kroll financial services industry leaders alongside experts from Kirkland & Ellis explored the 2022 NFA and Commodity Futures Trading Commission (CFTC) priorities and the best practices to ensure your firm’s compliance readiness.  

Key Takeaways

  • A look back at 2021 rules and enforcement actions

  • Anticipated 2022 regulatory developments, including third-party vendors, cyber security and market practice 

  • NFA exam tips and best practices


  • Josh Westerholm 
  • Matt Soldato 

Forensic Investigations and Intelligence

The Kroll Investigations, Diligence and Compliance team are experts in forensic investigations and intelligence, delivering actionable data and insights that help clients worldwide make critical decisions and mitigate risk.

Compliance Risk and Diligence

The Kroll Investigations, Diligence and Compliance team partners with clients to anticipate, detect and manage regulatory and reputational risks associated with global ethics and compliance obligations.

Valuation Advisory Services

Our valuation experts provide valuation services for financial reporting, tax, investment and risk management purposes.