The New Investment Firm Prudential Regime – Remuneration and It’s Link to the ICARA Process

Duff & Phelps, A Kroll Business, is pleased to invite you to a virtual discussion where our experts will review the remuneration code policy objective and culture and the link to the ICARA process.

We are delighted to welcome Alison Wade, Technical Specialist on remuneration at the FCA, as our keynote panel member.

Schedule: 10:00 a.m. – 11:00 a.m. BST

The discussion, led by our technical experts, including Aaron Ghobarah who recently joined the firm from the FCA’s Prudential Specialist department, will provide practical insights into how you can prepare to meet the policy outcomes as part of the new prudential regime for investment firms.

Areas of Discussion

• The remuneration code policy objective

• Incentivizing the appropriate behavior and building an effective culture

• How remuneration links to the ICARA process and the control environment 

Speakers

• Alison Wade, Technical Specialist – Remuneration, FCA

• Andrew Lowin, Technical Director, Compliance and Regulatory Consulting, Duff & Phelps, A Kroll Business

• Aaron Ghobarah, Director, Compliance and Regulatory Consulting, Duff & Phelps, A Kroll Business