SEC Regulatory Update and Examination Observations Webcast

December 3, 2020 | (Online)
Webcast , Countries

Join experts from Duff & Phelps Compliance and Regulatory Consulting team and Ropes & Gray LLP for a virtual roundtable highlighting SEC regulatory updates and examination priorities. 

Topics of discussion will include: 

  • Focus areas of recent SEC exams
  • Regulatory updates
  • COVID-19 disruptions

Schedule: 1:00 p.m. – 2:00 p.m. (EST)


  • Chris Lombardy, Managing Director, Duff & Phelps
  • Mike Scally, Director, Duff & Phelps
  • Jason Brown, Partner, Ropes & Gray LLP 
  • Alyssa Clough Horton, Counsel, Ropes & Gray LLP