SEC Regulatory Update and Examination Observations Webcast

Join experts from Duff & Phelps Compliance and Regulatory Consulting team and Ropes & Gray LLP for a virtual roundtable highlighting SEC regulatory updates and examination priorities. 

Topics of discussion will include: 

• Focus areas of recent SEC exams
• Regulatory updates
• COVID-19 disruptions

Schedule: 1:00 p.m. – 2:00 p.m. (EST)

Speakers

• Chris Lombardy, Managing Director, Duff & Phelps
• Mike Scally, Director, Duff & Phelps
• Jason Brown, Partner, Ropes & Gray LLP 
• Alyssa Clough Horton, Counsel, Ropes & Gray LLP