Market Abuse and Surveillance: A Discussion With the FCA

June 4, 2020 | (Online)
Webcast , Countries

Join Duff & Phelps for a webcast on June 4 where we will be joined by Simon Hargreaves, Head of Secondary Market Oversight at the Financial Conduct Authority (FCA), to discuss monitoring for market abuse amid the current COVID-19 outbreak. Simon will discuss surveillance and monitoring the secondary market and describe some of the challenges for firms.

Register now.

Schedule: 11:00 a.m. – 11:45 a.m. (BST)

Key Areas of Discussion

  • Oversight and support of staff working flexibly
  • The impact of market volatility on surveillance for insider dealing and market manipulation
  • Surveillance amid COVID-19 
  • What does the future look like for the next phase of this crisis and beyond? 

This session is suitable for compliance and surveillance personnel in a wide range of regulated firms, sell-side, buy-side and trading venues.