Join TISA for a workshop which will explore the practical implications of the Senior Managers Regime with Mark Turner, Managind Director and Joan Stoakes, Director from Duff & Phelps Compliance and Regulatory Consulting practice, sharing their knowledge and expertise in this area.
To learn more about this event, please visit the TISA website.
Schedule: 9:00 a.m. – 11:00 a.m. (GMT)
The session will cover the following key areas with the opportunity to ask questions and discuss relevant issues:
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Implementation Ground Rules
Setting the approach and principles for implementation, raising awareness, establishing the implementation team -
Agreeing Senior Manager Accountabilities
Identifying Senior Managers, engaging with them, identifying and resolving issues and ambiguities -
Preparing SMCR Documentation
Statements of Responsibilities, Responsibilities Maps, role profiles, SMCR policies and procedures -
Governance Considerations
Testing whether existing arrangements will work under SMCR (including within groups), supporting Senior Manager accountability, reasonable steps planning