Join TISA for a workshop which will explore the practical implications of the Senior Managers Regime with Mark Turner, Managind Director and Joan Stoakes, Director
from Duff & Phelps Compliance and Regulatory Consulting practice, sharing their knowledge and expertise in this area.
To learn more about this event, please visit the TISA website.
Schedule: 9:00 a.m. – 11:00 a.m. (GMT)
The session will cover the following key areas with the opportunity to ask questions and discuss relevant issues:
Implementation Ground Rules
Setting the approach and principles for implementation, raising awareness, establishing the implementation team
Agreeing Senior Manager Accountabilities
Identifying Senior Managers, engaging with them, identifying and resolving issues and ambiguities
Preparing SMCR Documentation
Statements of Responsibilities, Responsibilities Maps, role profiles, SMCR policies and procedures
Testing whether existing arrangements will work under SMCR (including within groups), supporting Senior Manager accountability, reasonable steps planning