SM&CR Workshop – Practical Implementation of the Senior Managers Regime

July 25, 2019 | (Conference)

SM&CR Workshop - Practical Implementation of the Senior Managers Regime 

Join TISA for a workshop which will explore the practical implications of the Senior Managers Regime with Mark Turner, Managind Director and Joan Stoakes, Director from Duff & Phelps Compliance and Regulatory Consulting practice, sharing their knowledge and expertise in this area.

To learn more about this event, please visit the TISA website.

Schedule: 9:00 a.m. – 11:00 a.m. (GMT)

The session will cover the following key areas with the opportunity to ask questions and discuss relevant issues:

  • Implementation Ground Rules
    Setting the approach and principles for implementation, raising awareness, establishing the implementation team
  • Agreeing Senior Manager Accountabilities
    Identifying Senior Managers, engaging with them, identifying and resolving issues and ambiguities
  • Preparing SMCR Documentation
    Statements of Responsibilities, Responsibilities Maps, role profiles, SMCR policies and procedures
  • Governance Considerations
    Testing whether existing arrangements will work under SMCR (including within groups), supporting Senior Manager accountability, reasonable steps planning