How to Ensure Portfolio Companies Stay on the Right Side of ABAC and AML Regulatory Requirements
December 12, 2019 | (Conference)
In our eighth and final seminar in the Portfolio Valuation Breakfast series of 2019, Duff & Phelps’ Portfolio Valuation team will be joined by our Compliance Risk and Diligence team to discuss the Foreign Corrupt Practices Act and how portfolio companies can meet regulatory obligations set by anti-bribery and anti-corruption (ABAC) and anti-money laundering (AML) boards.
We will share insights on how using consistent rules and aiming for a holistic risk-based approach can help portfolio companies avoid compliance pitfalls and safeguard their investments.
Schedule
- 8:30 a.m. - 9:00 a.m. – Registration and breakfast
- 9:00 a.m. - 10:00 a.m. – Seminar
Topics to Include
- A review of indicators used by ABAC — including politically exposed persons and secondary equity offerings
- How to implement your compliance program with clarity and consistency
- How to handle false and malicious information
- Implementing the right risk-based approach to detect financial crimes, sanctions, political exposure and more
Connect With Us
Portfolio Valuation
Kroll specializes in assisting clients with the valuation of alternative investments, specifically securities and positions for which there are no "active market" quotations.
Valuation Advisory Services
Our valuation experts provide valuation services for financial reporting, tax, investment and risk management purposes.
Compliance Risk and Diligence
Complying with anti-money laundering and anti-bribery and corruption regulations.