Implementing SM&CR as an LLP

Conference

February 26, 2019 | (Conference)

Grocer's Hall, Princes Street, London, EC2R 8AD

Events

Join Duff & Phelps for a breakfast seminar where we will address the specific issues confronting LLPs when implementing the Senior Managers and Certification Regime (SM&CR) which will apply to solo regulated firms from 9 December 2019.

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We are delighted to be joined by keynote speaker, Peter Ewing of the Financial Conduct Authority, and guest speaker, Nick Colston, Partner, Simmons and Simmons.

Topics include:

  • The Financial Conduct Authority's expectations on how SM&CR will apply to LLPs
  • The legal challenges presented by SM&CR facing LLPs and their members
  • How SM&CR impacts the tax status of the LLP's members
  • Practical application of SM&CR relating to Corporate Members

Agenda:

  • 8:30 a.m. – Registration and Breakfast
  • 9:00 a.m. – Welcome and Seminar
  • 10:30 a.m. – End

Time slots mentioned above are in GMT (Greenwich Mean Time)

Chaired by:

Andrew Lowin, Technical Director, Compliance and Regulatory Consulting, Duff & Phelps

Speakers:

  • Peter Ewing, Technical Specialist, Conduct and Culture Supervision, The Financial Conduct Authority 
  • Nick Colston, Partner, Simmons and Simmons
  • Marie Barber, Managing Director, Compliance and Regulatory Consulting, Duff & Phelps
  • Mark Turner, Managing Director, Compliance and Regulatory Consulting, Duff & Phelps

* Please note we are unable to accept registrations from journalists.

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