Financial Crime Prevention Workshop

June 13, 2019 | (Conference)

Financial Crime Prevention Workshop 

Join TISA and Duff & Phelps for a workshop to explore the recent developments in AML and sanctions compliance, including US sanctions, FCA expectations and practical solutions for building an effective AML and sanctions framework with the following experienced speakers from Duff and Phelps and Morrison & Foerster LLP sharing their knowledge and expertise in this area: 

Maria Evstropova (Director) 
Maria is a director in the Duff and Phelps Regulatory Consulting practice with over 11 years’ experience in the Financial Services industry, including Acting MLRO positions. Maria focuses on AML and sanctions operational and regulatory consulting and regulatory due diligence assisting banks, asset managers, hedge funds, trust and corporate services administration companies with practical challenges they face in order to comply with their regulatory obligations. 
John E. Smith (Co-Chair of Morrison & Foerster’s National Security Practice) 
Prior to joining Morrison & Foerster in July 2018, John served as the Director of the OFAC and as acting Under Secretary for the Office of Terrorism and Financial Intelligence at Treasury. As Director of OFAC, John oversaw all aspects of the U.S. government’s economic sanctions efforts, imposing sanctions on heads of state, countries, and illicit actors; supervising the investigation, preparation, and settlement of enforcement cases against dozens of major financial institutions and companies around the world; and developing innovative sanctions policies to address evolving U.S. national security and foreign policy priorities.

Schedule: 9:00 a.m. – 11:00 a.m. (GMT)

To learn more about this event, please visit the TISA website
During this workshop we will cover the following topics:

  • Governance and Oversight 
  • Importance of risk assessment processes (including customer and business) 
  • Due diligence challenges 
  • Transaction Monitoring 
  • Corporate Tax Evasion 
  • Sanctions Compliance 
  • FCA Expectations