Webcast Replay – NFA 2022 Trends
The National Futures Association (NFA) recently released 2022 regulatory obligations related to common deficiencies during NFA examinations.In this webinar, Kroll financial services industry leaders alongside experts from Kirkland & Ellis explored the 2022 NFA and Commodity Futures Trading Commission (CFTC) priorities and the best practices to ensure your firm’s compliance readiness.
Key Takeaways
-
A look back at 2021 rules and enforcement actions
-
Anticipated 2022 regulatory developments, including third-party vendors, cyber security and market practice
-
NFA exam tips and best practices
Speakers
- Josh Westerholm
- Matt Soldato
Stay Ahead with Kroll
Forensic Investigations and Monitorships
The Kroll Investigations, Diligence and Compliance team consists of experts in forensic investigations and intelligence, delivering actionable data and insights that help clients worldwide make critical decisions and mitigate risk.
Valuation Advisory Services
Our valuation experts provide valuation services for financial reporting, tax, investment and risk management purposes.