Fri, Feb 17, 2017

The Morning Risk Report: Too Soon to Assess SEC Enforcement Move

Dan Karson, Chairman of the Americas region of Kroll’s Investigations and Disputes practice, commented on the potential implications of the decision by the acting chair of the U.S. Securities and Exchange Commission to scale back the subpoena power of the SEC’s enforcement staff.

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Compliance Risk and Diligence

The Kroll Investigations, Diligence and Compliance team partners with clients to anticipate, detect and manage regulatory and reputational risks associated with global ethics and compliance obligations.